From: Adjudication

Sent: Thursday, 6 November 2014 10:00 AM

To: 'plewis@genop.com.au'

Subject: Third line forcing notification N97952 lodged by The Trustee For Ocean Keys Optical Trading Trust & The Trustee For Options Ocean Keys Trust [DLM=For-Official-Use-Only]

Security Classification: UNCLASSIFIED For Official Use Only

Dear Mr Lewis

I refer to the third line forcing notification lodged with the Australian Competition and Consumer Commission (the ACCC) by The Trustee For Ocean Keys Optical Trading Trust & The Trustee For Options Ocean Keys Trust on 30 October 2014.  It has been allocated the registration number N97952. The notification and this email will be placed on the ACCC’s public register which is available on the ACCC’s website.

The protection from legal action provided by the notification commences automatically 14 days after the lodgement date, unless the ACCC objects.

On the basis of the information that you have provided, and that the parties will disclose all relevant terms and conditions to customers, the ACCC does not object to the notification at this time.

If at any time circumstances change, or the ACCC receives further information, such that it is satisfied that the public benefits from the third line forcing conduct do not outweigh the public detriments, the ACCC may remove the protection provided by the notification.

Please contact Tanya Hobbs on (02) 6243 1029 or by email to adjudication@accc.gov.au if you have any questions about this matter.

Regards

Dr Richard Chadwick
General Manager | Adjudication Branch
Australian Competition & Consumer Commission
23 Marcus Clarke Street Canberra 2601 | http://www.accc.gov.au