UBS Warburg Private Clients Ltd Notification N90870-N90871

Date lodged: 
14 June 2001
Type: 
Exclusive dealing notification
Status: 
Completed
Outcome: 
Allowed to stand

Applicant(s)

  • UBS Warburg Private Clients Ltd

Notification number(s)

  • N90870
  • N90871

Summary

UBS Warburg Private Clients Ltd lodged a notification in which they propose to offer UBS Management Service and broking services to investors on condition that investors maintain a cash management account with UBS CM. (third line forcing)

Notifications

Document title Date
UBS Warburg lodgement ( PDF 1.73 MB ) 14 Jun 2001

ACCC correspondence

Document title Date
ACCC to UBS Warburg immunity not revoked ( PDF 36.57 KB ) 20 Jun 2001