Macquarie Equities Limited - Notification - N90854 N90855 N90856

Applicant(s)

  • Macquarie Equities Limited

Notification number(s)

  • N90854
  • N90855
  • N90856

Summary

Macquarie Equities Limited lodged notifications in relation to the offer of online stockbroking for three of its entities. Tradingroom, Macquarie DirecTrade and ABS Online will offer online stockbroking services to retail customers (and financial intermediaries in the case of ABS Online) on condition that:
- the customer opens a Flexible Cash Trust Account with Macquarie Investment Management Limited or opens or has an existing Cash Management Trust Account with Macquarie Investment Management Limited, or opens or has an existing Macquarie Margin Lending Account provided by Macquarie Bank and
- the customer enters into a CHESS Sponsorship Agreement with Macquarie Equities Limited.