Equity Margins Ltd and others - Notifications N91439 N91440 N91441 N91442 N91443

Applicant(s)

  • Equity Margins Ltd
  • Merrill Lynch (Australia) Nominees Pty Ltd
  • Merrill Lynch Equities (Australia) Ltd
  • Merrill Lynch Pierce Fenner & Smith Inc
  • Merrill Lynch Private (Australia) Ltd

Notification number(s)

  • N91439
  • N91440
  • N91441
  • N91442
  • N91443

Summary

Equity Margins Ltd will supply a Hedged Equity Investment Loan to customers of certain third party licensed financial advisers, and pay those advisers a referral fee, on condition the customer uses Merrill Lynch Equities (Australia) Ltd as its ASX broker and Merrill Lynch Pierce Fenner & Smith Inc s its broker for US securities and options which are provided as security for loans.

Notifications

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ACCC correspondence

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