Commonwealth Bank of Australia - Notification - N92860

Date lodged: 
21 March 2007
Type: 
Exclusive dealing notification
Status: 
Completed
Outcome: 
Allowed to stand

Applicant(s)

  • Commonwealth Bank of Australia

Notification number(s)

  • N92860

Summary

The Commonwealth Bank of Australia (CBA) requires broking groups and individuals who may be employees, contractors or independent brokers affiliated with such groups to maintain membership of:
-a professional industry body or association approved by CBA (approved association) and
-an external dispute resolution scheme approved by the Australian Securities and Investments Commission and by CBA.

Notifications

Document title Date
Received ( PDF 176.06 KB ) 21 Mar 2007

Decisions

Document title Date
ACCC to Group Compliance Exclusion of Material from Public Register ( PDF 45.56 KB ) 26 Mar 2007

ACCC correspondence

Document title Date
ACCC to Finance Brokers Association of Australia Ltd re Consultation Process ( PDF 202.63 KB ) 26 Mar 2007
ACCC to Applicant re No Further Action ( PDF 50.54 KB ) 8 Jun 2007

Submissions

Document title Date
Finance Brokers Association of Australia Limited ( PDF 247.1 KB ) 3 Apr 2007