Applicant(s)

  • AOT Securities Pty Ltd

Notification number(s)

  • N90839

Summary

AOT Securities Pty Ltd lodged a notification in relation to the supply, or offer to supply, by the Broker of services relating to the execution of trades on the Australian Stock Exchange on the condition that the client acquiring those services also acquire clearing services from a particular Clearing Participant, as nominated by the Broker.

Notifications

Document title Date
AOT Securities lodgement