We’ve developed the guide for businesses wanting to collaborate on sustainability and environmental initiatives.
It informs businesses about the potential competition risks of working together and their options to address them. This includes seeking an exemption through authorisation.
Please email your feedback on the draft guide to exemptions@accc.gov.au. You can also email us to arrange a time to discuss your feedback. Feedback is due by Friday 26 July 2024.
About authorisation
A business that is planning an arrangement that will or may breach competition rules in the Competition and Consumer Act 2010 requires an exemption.
Authorisation is one process for gaining an exemption. It removes the risk of legal action for the activity.
Businesses are responsible for assessing their own risk and deciding whether to seek an exemption. They may want to get independent legal advice.
When authorisation is used
Authorisation is the process generally used for activities that will or may break competition law on:
Authorisation is a transparent public process. Authorisation documents are published online on the authorisations public register for consultation.
However, businesses can ask to exclude confidential information from the public register. In these cases, they must also provide a public version of the application with enough information to allow us to consult with stakeholders.
$2500 to revoke and replace an existing authorisation.
If paying the application fee would cause hardship, we may decide to waive all or part of it. Applications for fee waivers can be lodged electronically using the fee waiver application form. The business must apply for a fee waiver before applying for authorisation.
online at ACCC Payments by credit card (Visa or Mastercard)
by cheque made out to the Australian Competition and Consumer Commission, and posted to:
General Manager Competition Exemptions Branch
Australian Competition and Consumer Commission
GPO Box 3131 CANBERRA ACT 2601
4. Submit the application
Applications can be lodged electronically through the Authorisations and notifications web form.
The submission must include:
a public version of the application
if needed, a clearly marked confidential version of the application
a signed declaration stating that the application is true, correct and complete
evidence of payment of the lodgement fee or a covering letter stating how payment will be made or a copy of the ACCC’s advice waiving the lodgement fee
Applications can also be submitted by post or in person at an ACCC office.
Changing or withdrawing the application
At our discretion, we may accept minor changes to an application after it’s submitted.
Applications can be withdrawn at any time before our final determination by telling us in writing.
What happens after we receive an application
Once we have received an application and made sure that it's valid, we start our assessment. This assessment process includes consultation with stakeholders.
We follow assessment criteria
There are different criteria for granting authorisation depending on whether the planned activity involves any potential per se breaches of the Competition and Consumer Act 2010 – that is, behaviour that is prohibited outright, regardless of its effect on competition.
We will only authorise activities that may involve a per se breach if the likely public benefit outweighs the likely public harm.
The Act prohibits a range of other activities, but only if they
substantially lessen competition. For activities such as these, where there are no potential per se breaches, we will grant authorisation if either:
the likely public benefit outweighs the likely public harm.
We make a draft determination
After assessing the application and usually after consulting with stakeholders, we will make a draft determination stating:
whether we plan to grant or deny authorisation
any proposed conditions on the authorisation, if granting
the reasons for the decision.
We invite written submissions on the draft determination from applicants and other stakeholders.
Applicants and interested parties can also request a pre-decision conference where all parties can put their views directly to an ACCC Commissioner.
We make a final determination
After consulting on our draft determination, we will make a final determination.
The final determination will state whether authorisation is granted and if so, the date on which legal protection starts and ends.
We must make a final determination on new applications for authorisation within six months. This can be extended for a further six months, provided we have made a draft determination and the applicant agrees to the extension.
Applications for authorisation submitted to the ACCC are listed on the authorisations register.
Each entry includes the public version of the application, public submissions by the applicant and interested parties, status and outcome.
When legal protection starts
If authorisation is granted, legal protection for the conduct begins when the final determination comes into effect.
This is usually 21 days after the date of the final determination, unless an application for review of the determination is made to the Australia Competition Tribunal in that time.